More rule changes to come warns SEC head
October 17, 2015
The US Securities and Exchange Commission (SEC) will continue to develop its regulatory framework to protect investors, SEC chair Mary Jo White said.
Commission sharing arrangements set to be curbed by cash payment proposal
May 19, 2015
Financial professionals would reduce their use of research obtained through commission sharing arrangements (CSAs) if they had to pay cash for it, according to an industry survey.
Asian fund passport moves a step closer
March 30, 2015
At the end of February, Singapore, Australia, South Korea, New Zealand, Philippines and Thailand released a joint consultation on the proposed arrangements that will govern the Asia region funds passport.
Swiss fund market assets drop as industry contemplates introduction of CISA
February 19, 2015
The volume of assets in investment funds covered by the Swiss Fund Data and Morningstar totalled around Sfr820bn at the end of January, a decrease of just under Sfr47bn month-on-month.
Mixed impact on fund managers from EU’s AIFMD
September 8, 2014
European Union rules for alternative investment fund managers have proved less onerous than once feared, according to research by legal firm Sidley Austin.
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