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Institutional

Pension funds

Insurance

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SWFs

Endowment & foundation

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Wealth managers

Family office

FoHFs

FCA says financial firms must improve benchmark risk controls or face more scrutiny

Financial services firms must significantly improve their governance and controls of benchmark activities or face closer regulatory scrutiny, says the UK Financial Conduct Authority (FCA).

Asset managers need to change way they approach global regulatory reporting requirements

Asset managers are increasingly in the regulatory spotlight and need to have appropriate regulatory risk management systems in place to comply with expanding requirements, according to a study.

Commission sharing arrangements set to be curbed by cash payment proposal

Financial professionals would reduce their use of research obtained through commission sharing arrangements (CSAs) if they had to pay cash for it, according to an industry survey.