More rule changes to come warns SEC head

More rule changes to come warns SEC head

October 17, 2015 | Patrick Blum
Tags: cyber security, Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank), Financial Stability Oversight Council (FSOC), International Organization of Securities Commissions (Iosco), Managed Funds Association (MFA), operational risk, Securities and Exchange Commission (SEC), systemic risk, Volcker rule

To deal with potential systemic threats, the SEC is proposing a series of measures to help ensure that its rules for investment advisers and mutual funds addresses the challenges and risks of an evolving market place.

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